Retirement >> Investment Advice


Legislative — proposals, bills and analysis from 2006-present

Regulatory — administrative rules and information from U.S. offices and agencies

Judicial — current and past court cases and amicus briefs

Archive — Click to access archived items for this issue

Press Releases — Council statements and advisories to the news media

See Also — for related information

Related Links — for related links



(Items in italic are available only to Council members.)

Official Source Documents

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary; Conflict of Interest/Retirement Investment Advice

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Best Interest Contract Exemption

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Amendment to and Partial Revocation of PTE 86-128 and PTE 75-1

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V

April 8, 2016 — DOL Final Regulations on Definition of Fiduciary: Amendment to and Partial Revocation of PTE 84-24

October 30, 2015 — Letter from 47 Democrats to DOL Regarding Fiduciary Definition Project

October 6, 2015 — Letter from Reps. Kelly and Johnson to DOL Regarding Fiduciary Definition Project

April 20, 2015 — DOL/EBSA Proposed Regulations on Definition of the Term "Fiduciary"

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Proposed Class Exemption for Principal Transactions

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Proposed Amendment to PTE 75-1, Part V

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Proposed Amendments to and Proposed Partial Revocation of PTEs 86-128 and 75-1

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Proposed Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Proposed Amendment to and Proposed Partial Revocation of PTE 84-24

April 20, 2015 — DOL/EBSA Proposed Regs on Definition of "Fiduciary": Notice of Extension of Comment Period

April 14, 2015 — DOL/EBSA Fact Sheet on Proposed Regulations on Definition of the Term "Fiduciary"

October 24, 2011 — DOL Final Regulations on Investment Advice for Plan Participants and Beneficiaries

September 1, 2011 — Request for Comment by President's Advisory Council on Financial Capability Proposed Themes and Principles

Official Source Documents
Council Materials

April 6, 2016 — DOL fiduciary rule presents improvements, concerns

July 27, 2015 — U.S. Department of Labor