Retirement: Investment Advice

Official Source Documents June 17, 2009 — Summary of Education and Labor HELP Subcommittee Chairman's Substitute to the Conflicted Investment Advice Prohibition Act (H.R. 1988) June 17, 2009 — McCarthy Amendment to the Conflicted Investment Advice Prohibition Act (H.R. 1988) June 17, 2009 — Education and Labor HELP Subcommittee Chairman's Substitute to the Conflicted Investment Advice Prohibition Act (H.R. 1988) April 23, 2009 — Conflicted Investment Advice Prohibition Act (H.R. 1988)

Council Materials October 1, 2009 — Council Testimony on Investment Advice before House Ways and Means Committee July 9, 2009 — Council Summary of Investment Advice Legislative Issues June 5, 2009 — Council Proposed Modification of H.R. 1988 June 1, 2009 — Council Comments on the Conflicted Investment Advice Prohibition Act (H.R. 1988)

Official Source Documents February 26, 2010 — DOL Fact Sheet on Re-Proposed Investment Advice Regulations February 26, 2010 — DOL Proposed Regulations on Investment Advice replacing prior 2009 guidance November 19, 2009 — DOL Withdrawal of Final Investment Advice Regulations November 16, 2009 — DOL Delay of Final Investment Advice Regulations Effective Date July 10, 2009 — Treasury Department Proposed Investor Protection Legislation July 10, 2009 — Treasury Department Fact Sheet on Investor Protection Legislation February 3, 2009 — DOL Delay of Investment Advice Regulation Effective Date and Extension of Comment Period January 21, 2009 — White House Memo Regarding Status of Pending Regulations January 16, 2009 — DOL Final Regulations on Investment Advice August 21, 2008 — DOL Proposed Regulations on Provision of Investment Advice August 21, 2008 — DOL Proposed Class Exemption for Provision of Investment Advice February 2, 2007 — Field Assistance Bulletin 2007-01 on Investment Advice Exemptions December 1, 2006 — DOL Request for Information on Investment Advice Provision for Individual Account Plans December 1, 2006 — DOL Request for Information on Investment Advice Provision for Individual Retirement and Similar Plans	Council Materials May 4, 2010 — Council/ACLI/ICI Comment Letter to DOL/EBSA on Proposed Investment Advice Regulations March 1, 2010 — Summary of Proposed Investment Advice Regulations (Courtesy of Davis & Harman, LLP) March 6, 2009 — Council Comment Letter to DOL on Final Investment Advice Regulations October 6, 2008 — Council Comment Letter to DOL/EBSA on Investment Advice Proposed Regulations July 10, 2007 — Testimony of Melissa Kahn on Behalf of the American Benefits Council Before the ERISA Advisory Council Working Group on Financial Literacy
Official Source Documents July 9, 2009 — Parsons v. Anheuser-Busch QDIA Complaint	Council Materials
October 1, 2009 — Defined benefit pension plan relief critically needed, advice legislation should protect existing arrangements July 10, 2007 — Council testifies before DOL advisory panel on need for expanded financial literacy
DC Plan/401(k) Reform
U.S. Department of Labor